Compliance Officer
Seychelles | Full-time
Responsibilities
- Develop, maintain and periodically review the Compliance Manual, AML/CFT programme, and internal policies to ensure alignment with the FSA requirements
- Coordinating operational activities aiming to maintain compliance with legal requirements
- Identifying any compliance issues or risk of failure and timely reporting to the Board of Directors
- Preparing and submitting relevant reports to the Board of Directors and regulatory bodies
- Responding to FSA/FIU queries
- Analysing regulatory developments, new compliance legislation and market developments
- Enforcing organization compliance standards, policies and procedures
- Providing guidance to the company’s employees on subjects related to regulatory compliance, Money Laundering and Terrorist Financing
- Conducting compliance monitoring of clients and third parties KYC
- Reviewing agreements with clients and 3rd parties to ensure compliance with regulatory requirements
- Reviewing marketing materials and monitoring of company’s website to ensure compliance with regulatory requirements
- Investigating clients complaints
Requirements
- Expert knowledge of the FSA Act, AML/CFT Act 2020, FSA Codes & Guidelines, and sector-specific laws
- Bachelor’s degree in Finance, Business Administration, Law or a related field
- Minimum two years experience in compliance within Security Dealer or financial institution
- Strong risk-assessment, investigative and problem-solving capability
- Excellent skills in document and process formation
- Meticulous attention to detail with ability to meet tight deadlines
- Diploma-level professional qualification in Compliance or AML (e.g., ICA, ACAMS, CISI) will be a plus
We offer
- 21 paid sick leave days per year
- 21 paid days of annual leave per year
- 11 public holidays according to current legislation
- Medical budget
- Professional education budget
- Language learning budget
- Wellness budget (gym membership, sports gear and related expenses)